Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | MBF Therapeutics, Inc. | 1458729 | 03/15/2010 | D/A | $1,010,000 | $345,000 |
| ARCADIA SECURITIES, LLC | 44656 | DIGITAL HEALTH ACQUISITION CORP. | 1864531 | 05/17/2023 | D | $300,000 | $300,000 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 01/25/2021 | D | $15,000,000 | $250,000 |
| ARCADIA SECURITIES, LLC | 44656 | Gama Value Fund, LP | 1471073 | 09/03/2009 | D | $100,000,000 | $0 |