Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | SCIENTIFIC INDUSTRIES INC | 87802 | 03/04/2022 | D | $3,000,008 | $3,000,008 |
| ARCADIA SECURITIES, LLC | 44656 | Neumentum, Inc. | 1720959 | 11/15/2019 | D | $7,000,000 | $2,663,000 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 09/01/2022 | D/A | $5,000,000 | $2,590,000 |
| ARCADIA SECURITIES, LLC | 44656 | NERVGEN PHARMA CORP. | 1751912 | 08/25/2020 | D | $5,357,419 | $2,194,379 |
| ARCADIA SECURITIES, LLC | 44656 | NERVGEN PHARMA CORP. | 1751912 | 08/25/2021 | D/A | $5,357,419 | $2,194,379 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 03/27/2023 | D | $5,000,000 | $2,000,000 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 08/24/2022 | D/A | $3,250,000 | $1,540,000 |
| ARCADIA SECURITIES, LLC | 44656 | ECOVOLT POWER Corp | 1564948 | 04/04/2019 | D | $5,000,000 | $1,350,000 |
| ARCADIA SECURITIES, LLC | 44656 | AnaBios Corp | 1517420 | 06/05/2020 | D/A | $7,000,627 | $1,135,995 |
| ARCADIA SECURITIES, LLC | 44656 | AnaBios Corp | 1517420 | 01/02/2020 | D | $7,000,627 | $960,997 |