Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | Apexigen, Inc. | 1814140 | 02/14/2023 | D | $5,587,982 | $5,587,982 |
| ARCADIA SECURITIES, LLC | 44656 | Maxona Pharmaceuticals, Inc. | 1857448 | 05/05/2021 | D | $10,000,000 | $5,555,000 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 11/05/2009 | D/A | $25,000,000 | $5,512,730 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 10/27/2009 | D/A | $25,000,000 | $5,361,730 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 10/28/2009 | D/A | $25,000,000 | $5,361,730 |
| ARCADIA SECURITIES, LLC | 44656 | Calidi Biotherapeutics, Inc. | 1758478 | 06/29/2023 | D | $25,000,000 | $4,999,975 |
| ARCADIA SECURITIES, LLC | 44656 | AseptiScope, Inc. | 1732367 | 06/10/2020 | D/A | $7,235,618 | $4,800,613 |
| ARCADIA SECURITIES, LLC | 44656 | AseptiScope, Inc. | 1732367 | 05/20/2020 | D | $7,235,618 | $4,225,614 |
| ARCADIA SECURITIES, LLC | 44656 | TRUE HEALTH INC. | 1804472 | 02/26/2020 | D | Indefinite | $4,000,001 |
| ARCADIA SECURITIES, LLC | 44656 | Neumentum, Inc. | 1720959 | 09/06/2019 | D/A | $7,000,000 | $3,020,000 |