Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARCADIA SECURITIES, LLC | 44656 | Betaliq Inc | 1772435 | 07/26/2019 | D/A | $10,000,000 | $6,001,965 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 11/05/2009 | D/A | $25,000,000 | $5,512,730 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 10/27/2009 | D/A | $25,000,000 | $5,361,730 |
| ARCADIA SECURITIES, LLC | 44656 | TERRACAP PARTNERS LP | 1444616 | 10/28/2009 | D/A | $25,000,000 | $5,361,730 |
| ARCADIA SECURITIES, LLC | 44656 | AseptiScope, Inc. | 1732367 | 06/10/2020 | D/A | $7,235,618 | $4,800,613 |
| ARCADIA SECURITIES, LLC | 44656 | Neumentum, Inc. | 1720959 | 09/06/2019 | D/A | $7,000,000 | $3,020,000 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 09/01/2022 | D/A | $5,000,000 | $2,590,000 |
| ARCADIA SECURITIES, LLC | 44656 | NERVGEN PHARMA CORP. | 1751912 | 08/25/2021 | D/A | $5,357,419 | $2,194,379 |
| ARCADIA SECURITIES, LLC | 44656 | Circulogene Theranostics, Inc. | 1646728 | 08/24/2022 | D/A | $3,250,000 | $1,540,000 |
| ARCADIA SECURITIES, LLC | 44656 | AnaBios Corp | 1517420 | 06/05/2020 | D/A | $7,000,627 | $1,135,995 |