Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| OCTAVUS LLC | 41782 | Cowen Sustainable Investments Offshore I LP | 1790080 | 11/17/2020 | D/A | Indefinite | $154,022,000 |
| OCTAVUS LLC | 41782 | Cowen Sustainable Investments I LP | 1790079 | 11/17/2020 | D/A | Indefinite | $150,633,000 |
| OCTAVUS LLC | 41782 | OLD FARM PARTNERS MASTER FUND LP | 1676572 | 05/04/2020 | D/A | Indefinite | $132,926,709 |
| OCTAVUS LLC | 41782 | OLD FARM PARTNERS MASTER FUND LP | 1676572 | 05/15/2020 | D/A | Indefinite | $132,926,709 |
| OCTAVUS LLC | 41782 | MOUNT YALE PRIVATE EQUITY FUND, L.P. | 1351300 | 09/29/2010 | D/A | $250,000,000 | $115,294,134 |
| OCTAVUS LLC | 41782 | MOUNT YALE PRIVATE EQUITY OFFSHORE FUND LP | 1446839 | 09/25/2009 | D/A | Indefinite | $39,335,640 |
| OCTAVUS LLC | 41782 | MOUNT YALE PRIVATE EQUITY OFFSHORE FUND LP | 1446839 | 09/24/2010 | D/A | Indefinite | $39,085,640 |
| OCTAVUS LLC | 41782 | MOUNT YALE PRIVATE EQUITY OFFSHORE FUND LP | 1446839 | 08/08/2011 | D | Indefinite | $39,085,640 |
| OCTAVUS LLC | 41782 | MOUNT YALE PRIVATE EQUITY OFFSHORE FUND LP | 1446839 | 08/01/2012 | D/A | Indefinite | $39,085,640 |
| OCTAVUS LLC | 41782 | Global Access Offshore Fund LP | 1859308 | 04/29/2021 | D | $50,000,000 | $31,530,000 |