Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 10/10/2013 | D/A | $25,000,000 | $7,952,560 |
| VESTECH SECURITIES, INC. | 41409 | FISCO Client Plus LP | 1504411 | 10/26/2011 | D/A | Indefinite | $7,883,854 |
| VESTECH SECURITIES, INC. | 41409 | DYNAMIC PERMANENT PORTFOLIO, LP | 1504411 | 01/24/2012 | D/A | Indefinite | $7,883,854 |
| VESTECH SECURITIES, INC. | 41409 | DYNAMIC PERMANENT PORTFOLIO, LP | 1504411 | 01/25/2012 | D/A | Indefinite | $7,883,854 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 10/02/2013 | D/A | $25,000,000 | $7,792,560 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 09/10/2013 | D/A | $25,000,000 | $7,487,560 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Drilling Fund III LP | 1534459 | 09/11/2012 | D/A | $25,000,000 | $7,327,022 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Drilling Fund III LP | 1534459 | 08/07/2012 | D/A | $25,000,000 | $6,627,158 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 07/09/2013 | D/A | $25,000,000 | $6,424,540 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 06/26/2013 | D/A | $25,000,000 | $5,839,540 |