Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| VESTECH SECURITIES, INC. | 41409 | FISCO Appreciation Plus Fund, LP | 1499728 | 08/31/2011 | D/A | Indefinite | $9,715,460 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Drilling Fund III LP | 1534459 | 10/19/2012 | D/A | $25,000,000 | $9,666,522 |
| VESTECH SECURITIES, INC. | 41409 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 10/31/2013 | D/A | $25,000,000 | $8,712,560 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Drilling Fund III LP | 1534459 | 10/01/2012 | D/A | $25,000,000 | $8,641,522 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 10/10/2013 | D/A | $25,000,000 | $7,952,560 |
| VESTECH SECURITIES, INC. | 41409 | FISCO Client Plus LP | 1504411 | 10/26/2011 | D/A | Indefinite | $7,883,854 |
| VESTECH SECURITIES, INC. | 41409 | DYNAMIC PERMANENT PORTFOLIO, LP | 1504411 | 01/24/2012 | D/A | Indefinite | $7,883,854 |
| VESTECH SECURITIES, INC. | 41409 | DYNAMIC PERMANENT PORTFOLIO, LP | 1504411 | 01/25/2012 | D/A | Indefinite | $7,883,854 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 10/02/2013 | D/A | $25,000,000 | $7,792,560 |