Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 12/08/2014 | D/A | $25,000,000 | $20,219,826 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 11/14/2014 | D/A | $25,000,000 | $20,017,826 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 11/06/2014 | D/A | $25,000,000 | $19,692,826 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 10/14/2014 | D/A | $25,000,000 | $19,431,826 |
| VESTECH SECURITIES, INC. | 41409 | MCI PREFERRED INCOME FUND VI, LLC | 1903367 | 06/09/2023 | D/A | $500,000,000 | $18,781,091 |
| VESTECH SECURITIES, INC. | 41409 | MCI PREFERRED INCOME FUND VI, LLC | 1903367 | 06/20/2023 | D/A | $500,000,000 | $18,781,091 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 09/24/2014 | D/A | $25,000,000 | $18,774,576 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 09/12/2014 | D/A | $25,000,000 | $18,314,576 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 08/28/2014 | D/A | $25,000,000 | $18,068,076 |
| VESTECH SECURITIES, INC. | 41409 | Bakken Income Fund LLC | 1534460 | 08/14/2014 | D/A | $25,000,000 | $17,718,076 |