Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AON SECURITIES CORPORATION | 4138 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 09/12/2014 | D/A | $22,800,000 | $1,900,000 |
| AON SECURITIES CORPORATION | 4138 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 03/15/2010 | D/A | $3,240,000 | $1,800,000 |
| AON SECURITIES CORPORATION | 4138 | Sun Life Insurance & Annuity Co of New York Variable Account H | 1498521 | 06/07/2011 | D/A | Indefinite | $1,788,243 |
| AON SECURITIES CORPORATION | 4138 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 12/22/2009 | D | $2,970,000 | $1,575,000 |
| AON SECURITIES CORPORATION | 4138 | Sun Life Insurance & Annuity Co of New York Variable Account H | 1498521 | 08/09/2010 | D | Indefinite | $700,000 |
| AON SECURITIES CORPORATION | 4138 | Aon Private Credit Opportunities Fund II, LP | 1951184 | 10/31/2022 | D | Indefinite | $0 |
| AON SECURITIES CORPORATION | 4138 | Aon IP Advantage Off-shore Feeder Fund LP | 1826026 | 10/08/2020 | D | $500,000,000 | $0 |