Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| GOTHAM LAWRENCE CORPORATION | 40982 | John Thomas Bridge & Opportunity Fund, L.P. | 1417767 | 09/03/2009 | D | $25,000,000 | $17,754,938 |
| GOTHAM LAWRENCE CORPORATION | 40982 | Kadmon I LLC | 1497178 | 07/22/2010 | D | $50,000,000 | $10,835,000 |