Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| INTER SECURITIES LTD. | 40733 | MENDON CAPITAL LLC | 1031376 | 03/14/2014 | D/A | Indefinite | $70,133,161 |
| INTER SECURITIES LTD. | 40733 | MENDON CAPITAL LLC | 1031376 | 03/15/2013 | D/A | Indefinite | $69,183,161 |
| INTER SECURITIES LTD. | 40733 | MENDON CAPITAL LLC | 1031376 | 03/17/2011 | D/A | Indefinite | $68,283,161 |
| INTER SECURITIES LTD. | 40733 | MENDON CAPITAL LLC | 1031376 | 03/16/2012 | D/A | Indefinite | $68,283,161 |
| INTER SECURITIES LTD. | 40733 | PRIMARY FUND LP | 1173300 | 05/08/2009 | D/A | $200,000,000 | $8,774,880 |
| INTER SECURITIES LTD. | 40733 | PRIMARY FUND LP | 1173300 | 12/10/2010 | D/A | $200,000,000 | $8,774,880 |
| INTER SECURITIES LTD. | 40733 | First Light Capital Blue, L.P. | 1415698 | 10/16/2008 | D/A | $400,000,000 | $6,891,996 |