Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ALEXANDER CAPITAL, L.P. | 40077 | AzurRx BioPharma, Inc. | 1604191 | 11/03/2014 | D | $7,000,000 | $284,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | ADAPTIIV MEDICAL TECHNOLOGIES INC. | 1676137 | 06/28/2019 | D | $1,500,000 | $250,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | NYPA Fund II LLC | 1550420 | 05/22/2012 | D | $100,000,000 | $249,982 |
| ALEXANDER CAPITAL, L.P. | 40077 | SRA III LLC | 1616226 | 08/13/2014 | D | $100,000,000 | $243,934 |
| ALEXANDER CAPITAL, L.P. | 40077 | SRA I LLC | 1590382 | 11/12/2013 | D/A | $100,000,000 | $212,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | GMI-BDS, LP | 1765835 | 02/11/2019 | D/A | $23,630,272 | $191,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | SRA II LLC | 1597474 | 04/02/2014 | D | $100,000,000 | $171,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | Investview, Inc. | 862651 | 08/05/2013 | D | $1,500,000 | $150,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | NAC GLOBAL TECHNOLOGIES, INC. | 6732 | 01/14/2015 | D | Indefinite | $109,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | Stream TV Networks, Inc. | 1518633 | 06/22/2012 | D | $17,250,000 | $0 |