Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ALEXANDER CAPITAL, L.P. | 40077 | GMI-Dobbs Ferry, LP | 1949756 | 11/08/2022 | D/A | $8,824,535 | $917,648 |
| ALEXANDER CAPITAL, L.P. | 40077 | Summit Wireless Technologies, Inc. | 1682149 | 03/12/2020 | D | $3,000,000 | $834,946 |
| ALEXANDER CAPITAL, L.P. | 40077 | SUMMIT SEMICONDUCTOR LLC | 1682149 | 12/05/2016 | D | $6,000,000 | $822,500 |
| ALEXANDER CAPITAL, L.P. | 40077 | Alexander Capital Ventures LLC | 1682558 | 05/01/2018 | D | $754,500 | $754,500 |
| ALEXANDER CAPITAL, L.P. | 40077 | Alexander Capital Ventures LLC | 1682558 | 12/20/2019 | D | $699,852 | $699,852 |
| ALEXANDER CAPITAL, L.P. | 40077 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 11/09/2018 | D/A | $100,000,000 | $669,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | IR SCIENTIFIC INC. | 1748260 | 08/09/2018 | D | $2,000,000 | $650,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | Alexander Capital Ventures LLC | 1682558 | 12/23/2019 | D | $638,617 | $638,617 |
| ALEXANDER CAPITAL, L.P. | 40077 | AzurRx BioPharma, Inc. | 1604191 | 04/11/2016 | D | $12,000,000 | $635,000 |
| ALEXANDER CAPITAL, L.P. | 40077 | Proteoform Scientific Inc. | 1784343 | 11/09/2021 | D | $3,000,000 | $594,681 |