Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WESTPARK CAPITAL, INC. | 39914 | NYIAX, INC. | 1679379 | 03/10/2017 | D | $4,000,000 | $1,361,780 |
| WESTPARK CAPITAL, INC. | 39914 | Self-Storage Portfolio III DST | 1702835 | 07/10/2017 | D/A | $20,001,613 | $1,277,850 |
| WESTPARK CAPITAL, INC. | 39914 | NYIAX, INC. | 1679379 | 11/09/2018 | D | $8,250,000 | $1,203,590 |
| WESTPARK CAPITAL, INC. | 39914 | Riverdale Multifamily DST | 1703605 | 05/11/2017 | D | $32,937,608 | $1,152,264 |
| WESTPARK CAPITAL, INC. | 39914 | AOTS 37, Inc. | 1558003 | 10/19/2012 | D/A | $1,400,000 | $1,140,000 |
| WESTPARK CAPITAL, INC. | 39914 | SRKP 16 INC | 1403792 | 02/13/2012 | D/A | $4,800,000 | $1,112,000 |
| WESTPARK CAPITAL, INC. | 39914 | CLS Holdings USA, Inc. | 1522222 | 02/20/2018 | D | $5,000,000 | $1,087,500 |
| WESTPARK CAPITAL, INC. | 39914 | Zero Coupon Pharmacy VII DST | 1690266 | 12/19/2016 | D/A | $9,208,662 | $1,032,279 |
| WESTPARK CAPITAL, INC. | 39914 | Realco International, Inc | 1603494 | 08/28/2015 | D | $3,000,000 | $851,000 |
| WESTPARK CAPITAL, INC. | 39914 | Greenfield Farms LLC | 1759377 | 12/12/2018 | D | $12,000,000 | $805,000 |