Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WESTPARK CAPITAL, INC. | 39914 | SANUWAVE Health, Inc. | 1417663 | 01/25/2018 | D | $3,029,750 | $3,029,750 |
| WESTPARK CAPITAL, INC. | 39914 | ARROGENE, INC | 1403792 | 03/14/2018 | D | $2,755,458 | $2,708,110 |
| WESTPARK CAPITAL, INC. | 39914 | China Wesen Recycling Technology, Inc. | 1421524 | 12/07/2010 | D | $5,500,000 | $2,500,000 |
| WESTPARK CAPITAL, INC. | 39914 | TAPIMMUNE INC | 1094038 | 08/23/2016 | D | $5,000,000 | $2,426,195 |
| WESTPARK CAPITAL, INC. | 39914 | DIGITAL ALLY INC | 1342958 | 04/04/2014 | D | $2,000,000 | $2,000,000 |
| WESTPARK CAPITAL, INC. | 39914 | Real Goods Solar, Inc. | 1425565 | 01/19/2018 | D | $1,832,100 | $1,832,100 |
| WESTPARK CAPITAL, INC. | 39914 | Brag House Holdings, Inc. | 1903595 | 12/13/2022 | D | Indefinite | $1,714,584 |
| WESTPARK CAPITAL, INC. | 39914 | NYIAX, INC. | 1679379 | 07/15/2016 | D | $4,000,000 | $1,672,800 |
| WESTPARK CAPITAL, INC. | 39914 | HPI Real Estate Fund VIII LLC | 1792429 | 11/22/2019 | D | $125,000,000 | $1,665,000 |
| WESTPARK CAPITAL, INC. | 39914 | Tandon Digital, Inc. | 1551986 | 06/19/2012 | D | $5,500,000 | $1,370,000 |