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Broker-Dealers on SEC Form D for JAMES RIVER SECURITIES CORP.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 181-190 out of 192 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
JAMES RIVER SECURITIES CORP.38477III Futures Neural Network L.P.147832503/06/2012D/AIndefinite$6,183,457
JAMES RIVER SECURITIES CORP.38477James River Value Partners Fund LLC170577705/24/2017DIndefinite$6,085,000
JAMES RIVER SECURITIES CORP.38477III Credit Opportunities Fund L.P.149359506/25/2010DIndefinite$5,870,000
JAMES RIVER SECURITIES CORP.38477Summit Action Fund LLC, Opportunities Series Class A-2179304011/04/2019DIndefinite$5,718,000
JAMES RIVER SECURITIES CORP.38477Summit Action Fund LLC, Opportunities Series170727405/24/2017DIndefinite$5,670,000
JAMES RIVER SECURITIES CORP.38477Summit Action Fund LLC, Opportunities Series170727405/24/2018D/AIndefinite$5,670,000
JAMES RIVER SECURITIES CORP.38477Summit Action Fund LLC, Opportunities Series170727405/24/2019D/AIndefinite$5,670,000
JAMES RIVER SECURITIES CORP.38477James River Equity Fund LLC Series A180340902/13/2020DIndefinite$1,120,468
JAMES RIVER SECURITIES CORP.38477James River Equity Fund LLC Series C180341202/13/2020DIndefinite$1,120,000
JAMES RIVER SECURITIES CORP.38477James River Equity Fund LLC Series B180341102/13/2020DIndefinite$1,119,983

192 Results

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