Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JAMES RIVER SECURITIES CORP. | 38477 | III CREDIT BIAS FUND LP | 1407731 | 03/16/2009 | D/A | Indefinite | $73,342,012 |
| JAMES RIVER SECURITIES CORP. | 38477 | Polygon European Equity Opportunity Fund L.P. | 1491162 | 07/08/2021 | D/A | Indefinite | $72,151,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | Polygon European Equity Opportunity Fund L.P. | 1491162 | 07/08/2022 | D/A | Indefinite | $72,151,000 |
| JAMES RIVER SECURITIES CORP. | 38477 | CHESAPEAKE PRIVATE FUTURES FUND LP | 872974 | 03/16/2009 | D/A | Indefinite | $53,607,035 |
| JAMES RIVER SECURITIES CORP. | 38477 | Hutch Onshore LLC | 1676246 | 03/24/2023 | D/A | Indefinite | $52,487,299 |
| JAMES RIVER SECURITIES CORP. | 38477 | Hutch Onshore LLC | 1676246 | 02/28/2022 | D/A | Indefinite | $51,187,299 |
| JAMES RIVER SECURITIES CORP. | 38477 | Hutch Onshore LLC | 1676246 | 03/01/2022 | D/A | Indefinite | $51,187,299 |