Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JAMES RIVER SECURITIES CORP. | 38477 | III SELECT CREDIT FUND LP | 1426147 | 02/28/2018 | D/A | Indefinite | $83,237,142 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 10/28/2011 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 03/06/2012 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 03/06/2013 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 02/20/2014 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 02/20/2015 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 02/22/2016 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Global Ltd. | 1469719 | 02/22/2017 | D/A | Indefinite | $81,640,201 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Credit Opportunities Fund L.P. | 1493595 | 03/06/2013 | D/A | Indefinite | $81,353,707 |
| JAMES RIVER SECURITIES CORP. | 38477 | III SELECT CREDIT FUND LP | 1426147 | 12/12/2014 | D/A | Indefinite | $80,237,142 |