Broker-Dealers on SEC Form D for JAMES RIVER SECURITIES CORP.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-86 out of 86 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
JAMES RIVER SECURITIES CORP.	38477	Polygon Convertible Opportunity Fund LP	1491161	07/08/2020	D/A	Indefinite	$105,046,018
JAMES RIVER SECURITIES CORP.	38477	III Convex Strategies Fund Ltd.	1649300	11/22/2016	D/A	Indefinite	$102,661,626
JAMES RIVER SECURITIES CORP.	38477	IAM Mini-Fund 999 Ltd	1533916	03/07/2016	D/A	Indefinite	$101,000,000
JAMES RIVER SECURITIES CORP.	38477	III Credit Opportunities Fund L.P.	1493595	12/03/2014	D/A	Indefinite	$100,715,202
JAMES RIVER SECURITIES CORP.	38477	III Convexity Value Fund Ltd.	1649300	07/29/2015	D	Indefinite	$100,000,000
JAMES RIVER SECURITIES CORP.	38477	III Convexity Value Fund Ltd.	1649300	07/29/2016	D/A	Indefinite	$100,000,000

86 Results

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