Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JAMES RIVER SECURITIES CORP. | 38477 | III FUND LP | 1077921 | 02/22/2019 | D/A | Indefinite | $553,916,642 |
| JAMES RIVER SECURITIES CORP. | 38477 | III FUND LP | 1077921 | 02/22/2017 | D/A | Indefinite | $553,316,642 |
| JAMES RIVER SECURITIES CORP. | 38477 | III SELECT CREDIT FUND LTD | 1426141 | 03/06/2013 | D/A | Indefinite | $539,453,514 |
| JAMES RIVER SECURITIES CORP. | 38477 | III FUND LP | 1077921 | 02/22/2016 | D/A | Indefinite | $538,316,642 |
| JAMES RIVER SECURITIES CORP. | 38477 | III FUND LP | 1077921 | 02/20/2015 | D/A | Indefinite | $529,559,770 |
| JAMES RIVER SECURITIES CORP. | 38477 | III FUND LP | 1077921 | 02/20/2014 | D/A | Indefinite | $506,224,090 |
| JAMES RIVER SECURITIES CORP. | 38477 | III SELECT CREDIT FUND LTD | 1426141 | 03/06/2012 | D/A | Indefinite | $476,116,995 |
| JAMES RIVER SECURITIES CORP. | 38477 | III SELECT CREDIT FUND LTD | 1426141 | 10/28/2011 | D/A | Indefinite | $474,469,754 |
| JAMES RIVER SECURITIES CORP. | 38477 | III FUND LP/VA | 1077921 | 03/16/2009 | D/A | Indefinite | $463,420,878 |
| JAMES RIVER SECURITIES CORP. | 38477 | III Credit Opportunities Fund Ltd. | 1524443 | 02/28/2019 | D/A | Indefinite | $454,940,820 |