Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CEROS FINANCIAL SERVICES, INC. | 37869 | Dermasensor, Inc. | 1761384 | 12/21/2021 | D | $10,000,000 | $8,509,389 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Cytovia Holdings, Inc. | 1936927 | 07/18/2022 | D | $10,000,000 | $7,825,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | ProMIS Neurosciences Inc. | 1374339 | 10/21/2022 | D | $10,066,823 | $7,472,282 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Dermasensor, Inc. | 1761384 | 03/17/2020 | D | $10,000,000 | $5,904,647 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Pristine Surgical LLC | 1894093 | 11/16/2021 | D | $12,500,000 | $5,300,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Innovation X Sunstone VI QP, LLC | 1966028 | 02/17/2023 | D | Indefinite | $4,800,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | TriFlo Cardiovascular Inc | 1715934 | 07/22/2020 | D | $4,590,000 | $4,590,000 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Momentis Surgical Ltd. | 1834887 | 09/14/2022 | D | $40,000,000 | $4,384,235 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | CodeLogic, Inc. | 1835171 | 08/16/2022 | D | $10,000,000 | $4,049,800 |
| CEROS FINANCIAL SERVICES, INC. | 37869 | Innovation X Sunstone VI, LLC | 1966240 | 02/17/2023 | D | Indefinite | $3,125,000 |