Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
THE LEADERS GROUP, INC. | 37157 | LEFT BRAIN CAPITAL APPRECIATION FUND, L.P. | 1655325 | 02/02/2022 | D/A | Indefinite | $10,539,200 |
THE LEADERS GROUP, INC. | 37157 | LEFT BRAIN CAPITAL APPRECIATION FUND, L.P. | 1655325 | 04/06/2023 | D/A | Indefinite | $10,539,200 |
THE LEADERS GROUP, INC. | 37157 | Lombard International Life Assurance Co Separate Account VL 201 | 1741172 | 05/03/2022 | D/A | Indefinite | $10,080,000 |
THE LEADERS GROUP, INC. | 37157 | SUN LIFE OF CANADA US VARIABLE ACCOUNT H | 1119402 | 08/09/2010 | D/A | Indefinite | $10,002,178 |