| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS DES Oculus Ltd. | 1523882 | 09/30/2015 | D/A | Indefinite | $12,665,000 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CHROMATIN, INC. | 1160760 | 01/12/2015 | D | $12,545,173 | $12,030,171 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS OZMF Ltd. | 1607346 | 09/30/2015 | D/A | Indefinite | $11,806,452 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Shona Energy Company, Inc. | 1386166 | 02/11/2010 | D | $11,500,000 | $10,408,682 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | NQ Mobile Inc. | 1509986 | 07/09/2013 | D | $10,000,000 | $10,000,000 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | SP Australia Networks (Transmission) Ltd | 1465072 | 05/28/2009 | D | $7,439,440 | $7,439,440 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Gold Standard Ventures Corp. | 1321847 | 03/08/2018 | D | $4,839,091 | $4,839,091 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | AMPCI Macquarie Infrastructure Management No 1 Limited, AMPCI Macquarie Infrastructure Management No 2 Limited, & DUET Investment Holdings Ltd | 1532707 | 10/14/2011 | D | $22,530,488 | $4,144,017 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Greencross Ltd | 1613091 | 07/09/2014 | D | $1,761,022 | $1,761,022 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Macquarie Credit Nexus Fund LLC | 1563382 | 12/12/2013 | D/A | Indefinite | $1,010,000 |
