Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MACQUARIE CAPITAL (USA) INC. | 36368 | PolySign, Inc. | 1722286 | 05/18/2022 | D | $49,999,950 | $49,999,950 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/08/2020 | D/A | Indefinite | $48,666,400 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/10/2019 | D/A | Indefinite | $47,820,400 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Clickatell Corp | 1912697 | 03/02/2022 | D | $91,099,988 | $46,099,982 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 06/12/2018 | D/A | Indefinite | $45,942,450 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | New Century Bank | 1478487 | 03/01/2010 | D | $50,000,000 | $43,134,433 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 09/30/2015 | D/A | Indefinite | $30,479,950 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Boston Power Inc | 1321888 | 10/03/2011 | D | $110,000,000 | $30,000,000 |