Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MACQUARIE CAPITAL (USA) INC. | 36368 | CHROMATIN, INC. | 1160760 | 01/12/2015 | D | $12,545,173 | $12,030,171 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | CAIS OZMF Ltd. | 1607346 | 09/30/2015 | D/A | Indefinite | $11,806,452 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | Shona Energy Company, Inc. | 1386166 | 02/11/2010 | D | $11,500,000 | $10,408,682 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | NQ Mobile Inc. | 1509986 | 07/09/2013 | D | $10,000,000 | $10,000,000 |