Broker-Dealers on SEC Form D for MACQUARIE CAPITAL (USA) INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 24 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MACQUARIE CAPITAL (USA) INC.	36368	CAIS OZMF Ltd.	1607346	06/10/2019	D/A	Indefinite	$16,412,585
MACQUARIE CAPITAL (USA) INC.	36368	CAIS OZMF Ltd.	1607346	06/08/2020	D/A	Indefinite	$16,412,585
MACQUARIE CAPITAL (USA) INC.	36368	CAIS OZMF Ltd.	1607346	06/01/2021	D/A	Indefinite	$16,412,585
MACQUARIE CAPITAL (USA) INC.	36368	CAIS DES Oculus Ltd.	1523882	10/24/2017	D/A	Indefinite	$16,140,000
MACQUARIE CAPITAL (USA) INC.	36368	CAIS OZMF Ltd.	1607346	06/12/2018	D/A	Indefinite	$16,012,585
MACQUARIE CAPITAL (USA) INC.	36368	BOART LONGYEAR LTD	1400561	09/11/2009	D	$15,963,820	$15,963,820
MACQUARIE CAPITAL (USA) INC.	36368	CAIS DES Oculus Ltd.	1523882	10/25/2016	D/A	Indefinite	$14,965,000
MACQUARIE CAPITAL (USA) INC.	36368	CAIS OZMF Ltd.	1607346	10/23/2017	D/A	Indefinite	$14,907,586
MACQUARIE CAPITAL (USA) INC.	36368	CAIS OZMF Ltd.	1607346	10/24/2016	D/A	Indefinite	$13,607,586
MACQUARIE CAPITAL (USA) INC.	36368	CAIS DES Oculus Ltd.	1523882	09/30/2015	D/A	Indefinite	$12,665,000

24 Results

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