Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Sovereign Fund II, LLC | 1781097 | 07/02/2019 | D | Indefinite | $0 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Sovereign Distressed RE Fund III, LLC | 1811543 | 05/08/2020 | D | Indefinite | $0 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Spring Hills Holdings II, LLC | 1856482 | 04/21/2021 | D | $200,000,000 | $0 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Audax Senior Loan Fund III (Offshore), L.P. | 1675963 | 06/01/2016 | D | Indefinite | $0 |