Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 06/04/2018 | D/A | $200,000,000 | $6,240,417 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | NexPoint IQHQ Co-Invest I, LLC | 1806922 | 11/05/2020 | D/A | $78,651,685 | $6,146,000 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Colorado Multifamily Portfolio DST | 1628724 | 01/20/2015 | D/A | $91,015,551 | $6,045,873 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | MCI Preferred Income Fund IV, LLC | 1774415 | 03/16/2020 | D/A | $500,000,000 | $5,882,536 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Lombard International Life Assurance Co Separate Account VL135 | 1612195 | 04/15/2019 | D/A | Indefinite | $5,000,000 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Lombard International Life Assurance Co Separate Account VA107 | 1580565 | 04/19/2022 | D/A | Indefinite | $5,000,000 |