Broker-Dealers on SEC Form D for PURSHE KAPLAN STERLING INVESTMENTS

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 181 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
PURSHE KAPLAN STERLING INVESTMENTS	35747	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/11/2015	D	Indefinite	$431,234,273
PURSHE KAPLAN STERLING INVESTMENTS	35747	Alkeon Growth RJ Partners, LP	1501156	10/23/2020	D/A	Indefinite	$428,035,394
PURSHE KAPLAN STERLING INVESTMENTS	35747	CAIS Millennium Intl. Ltd.	1523884	06/08/2020	D/A	Indefinite	$418,824,355
PURSHE KAPLAN STERLING INVESTMENTS	35747	Alkeon Growth Offshore Fund, Ltd.	1278837	10/23/2020	D/A	Indefinite	$403,369,839
PURSHE KAPLAN STERLING INVESTMENTS	35747	Alkeon Growth PW Partners, LP	1501157	10/26/2017	D/A	Indefinite	$401,397,161
PURSHE KAPLAN STERLING INVESTMENTS	35747	Griffin Capital Qualified Opportunity Zone Fund III, L.P.	1894604	06/15/2023	D/A	$500,000,000	$382,458,793
PURSHE KAPLAN STERLING INVESTMENTS	35747	Alkeon Growth Offshore Fund, Ltd.	1278837	03/05/2013	D/A	Indefinite	$375,895,322
PURSHE KAPLAN STERLING INVESTMENTS	35747	CAIS Millennium Intl. Ltd.	1523884	06/10/2019	D/A	Indefinite	$368,250,375
PURSHE KAPLAN STERLING INVESTMENTS	35747	Alkeon Growth PW Partners, LP	1501157	10/28/2016	D/A	Indefinite	$367,876,735
PURSHE KAPLAN STERLING INVESTMENTS	35747	Griffin Capital Qualified Opportunity Zone Fund II, L.P.	1830097	10/14/2021	D/A	$353,659,618	$353,659,618

181 Results

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