Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | HS Union Station OZ Fund - A, LLC | 1797384 | 01/06/2020 | D | $30,000,000 | $1,095,000 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Wauwatosa Multifamily DST | 1846761 | 03/10/2021 | D/A | $23,026,079 | $1,083,477 |