Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 04/17/2009 | D/A | Indefinite | $1,101,264,489 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z | 1257734 | 12/19/2017 | D | Indefinite | $1,051,774,865 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Alkeon Growth Partners, LP | 1278834 | 10/26/2018 | D/A | Indefinite | $1,038,172,329 |