Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Alkeon Growth Partners, LP | 1278834 | 10/21/2022 | D/A | Indefinite | $2,919,290,074 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | Alkeon Growth Partners, LP | 1278834 | 10/22/2021 | D/A | Indefinite | $2,787,188,900 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 06/01/2023 | D/A | Indefinite | $2,429,526,960 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 05/19/2022 | D/A | Indefinite | $2,340,531,963 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 05/21/2021 | D/A | Indefinite | $2,296,822,201 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 05/21/2020 | D/A | Indefinite | $2,288,472,426 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 05/29/2019 | D/A | Indefinite | $2,274,044,351 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z | 1257734 | 12/30/2020 | D | Indefinite | $2,252,801,087 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 05/18/2017 | D/A | Indefinite | $2,233,966,159 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | CAMPBELL FUND TRUST | 1043951 | 05/18/2016 | D/A | Indefinite | $2,192,089,380 |