| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Core Plus Opportunities Fund LP | 1502131 | 10/06/2010 | D | Indefinite | $50,001,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Municipal California Opportunities Fund, L.P. | 1641693 | 05/07/2015 | D | Indefinite | $50,000,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio | 1913476 | 02/24/2022 | D | Indefinite | $50,000,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | Mariner Select International US Equities, Ltd. | 1457228 | 03/11/2009 | D | Indefinite | $47,000,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Select High Yield Bond Fund, LP | 1703194 | 04/07/2017 | D | Indefinite | $41,706,450 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc | 1609117 | 07/22/2014 | D | Indefinite | $38,684,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields TALF 2.0 Opportunities Feeder Fund (US) LP | 1814518 | 06/12/2020 | D | Indefinite | $36,000,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Municipal High Income Opportunities Fund LP | 1840206 | 01/13/2021 | D | Indefinite | $32,759,440 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Municipal Short Term Opportunities Fund, L.P. | 1532022 | 10/14/2011 | D | Indefinite | $30,000,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | PA Real Assets Fund III, LP | 1864018 | 05/28/2021 | D | Indefinite | $28,500,000 |
