| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc | 1609154 | 07/20/2018 | D/A | Indefinite | $243,954,769 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc | 1609154 | 07/21/2017 | D/A | Indefinite | $243,845,019 |
| NYLIFE DISTRIBUTORS LLC | 35350 | Arctic Bear Fund, L.P. | 1457230 | 03/09/2010 | D/A | Indefinite | $239,375,530 |
| NYLIFE DISTRIBUTORS LLC | 35350 | Private Advisors Small Co Private Equity Fund VIII, LP | 1711426 | 07/10/2018 | D/A | $350,000,000 | $237,850,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc | 1609154 | 07/22/2016 | D/A | Indefinite | $237,708,289 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Defensive Bond Arbitrage Fund Ltd. | 1502133 | 10/17/2011 | D/A | Indefinite | $225,358,252 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Core Fixed Income Fund LP | 1529525 | 03/02/2021 | D/A | Indefinite | $224,580,743 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Core Fixed Income Fund LP | 1529525 | 03/02/2020 | D/A | Indefinite | $219,580,743 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MARINER SELECT INTERNATIONAL, LTD. | 1245117 | 03/09/2010 | D/A | Indefinite | $217,382,200 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Municipal Short Term Opportunities Fund, L.P. | 1532022 | 12/13/2012 | D/A | Indefinite | $216,535,000 |
