Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NYLIFE DISTRIBUTORS LLC | 35350 | Undiscovered Value Fund, Ltd. | 1605502 | 03/31/2016 | D/A | Indefinite | $9,500,000 |
| NYLIFE DISTRIBUTORS LLC | 35350 | MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc | 1609116 | 07/22/2014 | D | Indefinite | $9,305,000 |