Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | Excelsior CHI MOB CIV LLC | 1951634 | 10/25/2022 | D | $3,670,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 03/29/2023 | D | $19,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 03/29/2023 | D | $16,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 04/05/2023 | D/A | $16,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund III, LLC | 1969616 | 04/05/2023 | D/A | $19,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | HIPstr Early Stage Fund I-A, L.P. | 1971703 | 04/05/2023 | D | Indefinite | $0 |
| FINALIS SECURITIES LLC | 305908 | SROA Capital Fund IX (Parallel A), LP | 1958381 | 04/11/2023 | D | Indefinite | $0 |
| FINALIS SECURITIES LLC | 305908 | SROA Capital Fund IX, LP | 1958410 | 04/11/2023 | D | Indefinite | $0 |