Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | iQUANTUM INC. | 1940556 | 08/01/2022 | D | $2,999,999 | $2,999,999 |
| FINALIS SECURITIES LLC | 305908 | Anacove, LLC | 1919144 | 06/08/2022 | D/A | $2,306,560 | $2,306,560 |
| FINALIS SECURITIES LLC | 305908 | Anacove, LLC | 1919144 | 04/12/2022 | D | $1,860,820 | $1,826,750 |
| FINALIS SECURITIES LLC | 305908 | Stingray Therapeutics, Inc. | 1759143 | 05/26/2021 | D/A | $3,000,000 | $1,510,272 |
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 05/27/2022 | D | $50,000,000 | $974,999 |
| FINALIS SECURITIES LLC | 305908 | Smith Medical Holdings Inc. | 1953915 | 01/18/2023 | D/A | $8,500,000 | $675,000 |
| FINALIS SECURITIES LLC | 305908 | Minturn Mountain Multi Family Fund I LP | 1945807 | 10/06/2022 | D | $100,000,000 | $280,000 |
| FINALIS SECURITIES LLC | 305908 | Blacklion New Growth Fund, LP | 1949640 | 10/17/2022 | D | $350,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | Blacklion New Growth Feeder, LLC | 1949641 | 10/17/2022 | D | $175,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund III, LP | 1954888 | 11/28/2022 | D | Indefinite | $0 |