Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | Supply Change Capital Fund I LP | 1863949 | 07/01/2022 | D/A | Indefinite | $20,075,081 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund II, LLC | 1930634 | 08/01/2022 | D | $20,000,000 | $18,792,000 |
| FINALIS SECURITIES LLC | 305908 | Nexben Inc. | 1736470 | 09/22/2022 | D | $26,826,526 | $18,326,456 |
| FINALIS SECURITIES LLC | 305908 | Apeira Capital Special Opportunities Fund I, LP | 1916463 | 04/08/2022 | D | Indefinite | $16,000,000 |
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 11/18/2021 | D/A | $15,000,000 | $14,470,000 |
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 11/12/2021 | D/A | $15,000,000 | $14,470,000 |
| FINALIS SECURITIES LLC | 305908 | Cognixion Corp | 1749036 | 11/15/2021 | D | $12,989,289 | $12,989,289 |
| FINALIS SECURITIES LLC | 305908 | LMP Real Estate, L.P. | 1886461 | 03/23/2022 | D/A | $50,000,000 | $10,600,000 |
| FINALIS SECURITIES LLC | 305908 | 3G Fund 13, LLC | 1939876 | 12/28/2022 | D/A | Indefinite | $8,000,000 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund III, LP | 1954888 | 12/16/2022 | D/A | $150,000,000 | $7,859,340 |