Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | Rise Suncrest Partners, LLC | 1953817 | 11/17/2022 | D | $30,150,000 | $30,150,000 |
| FINALIS SECURITIES LLC | 305908 | Trailhead Capital Regeneration Fund I, LP | 1855955 | 11/09/2022 | D/A | $50,000,000 | $29,416,666 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund II, LP | 1913650 | 12/14/2022 | D/A | $180,000,000 | $26,247,000 |
| FINALIS SECURITIES LLC | 305908 | KO Storage Fund II, LLC | 1930634 | 08/01/2022 | D | $30,000,000 | $25,133,000 |
| FINALIS SECURITIES LLC | 305908 | Rise Highland Partners, LLC | 1963339 | 02/16/2023 | D | $25,096,005 | $25,096,005 |
| FINALIS SECURITIES LLC | 305908 | Rise Bedford Partners, LLC | 1975672 | 05/04/2023 | D | $24,871,970 | $24,871,970 |
| FINALIS SECURITIES LLC | 305908 | Rise Bedford Partners, LLC | 1975672 | 05/09/2023 | D/A | $24,871,970 | $24,871,970 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund II, LP | 1913650 | 05/04/2022 | D | $180,000,000 | $22,436,000 |
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 11/02/2022 | D/A | $50,000,000 | $21,995,420 |
| FINALIS SECURITIES LLC | 305908 | Nexben Inc. | 1736470 | 05/08/2023 | D/A | $28,176,656 | $21,459,215 |