Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | Nexben Inc. | 1736470 | 09/22/2022 | D | $26,826,526 | $18,326,456 |
| FINALIS SECURITIES LLC | 305908 | Apeira Capital Special Opportunities Fund I, LP | 1916463 | 04/08/2022 | D | Indefinite | $16,000,000 |
| FINALIS SECURITIES LLC | 305908 | Cognixion Corp | 1749036 | 11/15/2021 | D | $12,989,289 | $12,989,289 |
| FINALIS SECURITIES LLC | 305908 | iQUANTUM INC. | 1940556 | 08/01/2022 | D | $2,999,999 | $2,999,999 |
| FINALIS SECURITIES LLC | 305908 | Anacove, LLC | 1919144 | 04/12/2022 | D | $1,860,820 | $1,826,750 |
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 05/27/2022 | D | $50,000,000 | $974,999 |
| FINALIS SECURITIES LLC | 305908 | Minturn Mountain Multi Family Fund I LP | 1945807 | 10/06/2022 | D | $100,000,000 | $280,000 |
| FINALIS SECURITIES LLC | 305908 | Blacklion New Growth Fund, LP | 1949640 | 10/17/2022 | D | $350,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | Blacklion New Growth Feeder, LLC | 1949641 | 10/17/2022 | D | $175,000,000 | $0 |
| FINALIS SECURITIES LLC | 305908 | Ashcroft Value-Add Fund III, LP | 1954888 | 11/28/2022 | D | Indefinite | $0 |