Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FINALIS SECURITIES LLC | 305908 | Elicio Therapeutics, Inc. | 1555192 | 11/12/2021 | D/A | $15,000,000 | $14,470,000 |
| FINALIS SECURITIES LLC | 305908 | Cognixion Corp | 1749036 | 11/15/2021 | D | $12,989,289 | $12,989,289 |
| FINALIS SECURITIES LLC | 305908 | LMP Real Estate, L.P. | 1886461 | 03/23/2022 | D/A | $50,000,000 | $10,600,000 |