Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/07/2009 | D/A | Indefinite | $4,222,464 |
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 11/20/2009 | D | Indefinite | $3,923,483 |
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/16/2009 | D | Indefinite | $2,030,257 |
| CARLOS ALBERTO HUERTA | 3042039 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 02/19/2010 | D | $3,304,759 | $1,152,165 |
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/09/2009 | D/A | Indefinite | $992,779 |
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 07/17/2009 | D | Indefinite | $882,601 |
| CARLOS ALBERTO HUERTA | 3042039 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 08/27/2009 | D | $600,000 | $250,000 |
| CARLOS ALBERTO HUERTA | 3042039 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 03/08/2010 | D/A | $600,000 | $250,000 |