Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CARLOS ALBERTO HUERTA | 3042039 | John Hancock Life Insurance Co (U.S.A.) Separate Account P | 1452178 | 04/11/2011 | D/A | Indefinite | $199,172,935 |
| CARLOS ALBERTO HUERTA | 3042039 | John Hancock Life Insurance Co (U.S.A.) Separate Account P | 1452178 | 12/14/2010 | D/A | Indefinite | $174,542,483 |
| CARLOS ALBERTO HUERTA | 3042039 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 08/05/2009 | D | $162,480,000 | $135,400,000 |
| CARLOS ALBERTO HUERTA | 3042039 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 02/19/2010 | D/A | $162,480,000 | $135,400,000 |
| CARLOS ALBERTO HUERTA | 3042039 | John Hancock Life Insurance Co (U.S.A.) Separate Account P | 1452178 | 10/26/2010 | D/A | Indefinite | $124,542,483 |
| CARLOS ALBERTO HUERTA | 3042039 | John Hancock Life Insurance Co (U.S.A.) Separate Account P | 1452178 | 07/22/2010 | D/A | Indefinite | $118,392,663 |
| CARLOS ALBERTO HUERTA | 3042039 | John Hancock Life Insurance Co (U.S.A.) Separate Account P | 1452178 | 04/06/2010 | D/A | Indefinite | $111,480,430 |