Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 291361 | Shannon River, Ltd. | 1562271 | 02/09/2023 | D/A | Indefinite | $608,216,521 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Shannon River, Ltd. | 1562271 | 02/08/2022 | D/A | Indefinite | $597,668,192 |
| ROCKEFELLER FINANCIAL LLC | 291361 | KLCP Offshore Fund III LP | 1884859 | 04/12/2023 | D/A | $3,500,000,000 | $592,266,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth Partners II, LP | 1496174 | 10/25/2019 | D/A | Indefinite | $577,776,419 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Dyal V Pension Investors LP | 1830927 | 11/12/2021 | D/A | Indefinite | $574,000,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth RJ Partners, LP | 1501156 | 10/21/2022 | D/A | Indefinite | $564,959,056 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth RJ Partners, LP | 1501156 | 10/22/2021 | D/A | Indefinite | $549,054,056 |
| ROCKEFELLER FINANCIAL LLC | 291361 | MacKay Municipal High Income Opportunities Fund LP | 1840206 | 01/12/2023 | D/A | Indefinite | $524,549,042 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Shannon River, LP | 1416009 | 02/09/2023 | D/A | Indefinite | $509,739,859 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Shannon River, LP | 1416009 | 02/08/2022 | D/A | Indefinite | $503,171,500 |