Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 291361 | SRP Continuation Partners, LP | 1937171 | 07/14/2022 | D | $290,375,000 | $290,375,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | GTIS Qualified Opportunity Fund LLC | 1771667 | 04/12/2021 | D/A | $500,000,000 | $286,074,518 |
| ROCKEFELLER FINANCIAL LLC | 291361 | AQR Delphi Long-Short Equity Fund, L.P. | 1524221 | 05/11/2023 | D/A | Indefinite | $275,511,497 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth RJ Partners, LP | 1501156 | 10/25/2019 | D/A | Indefinite | $269,563,947 |
| ROCKEFELLER FINANCIAL LLC | 291361 | GTIS Qualified Opportunity Fund LLC | 1771667 | 02/09/2021 | D/A | $500,000,000 | $265,257,581 |
| ROCKEFELLER FINANCIAL LLC | 291361 | GTIS Qualified Opportunity Fund LLC | 1771667 | 01/08/2021 | D/A | $500,000,000 | $259,502,581 |
| ROCKEFELLER FINANCIAL LLC | 291361 | EM Revival Offshore Fund LP | 1934203 | 06/12/2023 | D/A | Indefinite | $259,350,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | ADREX Diversified II DST | 1917397 | 11/01/2022 | D/A | $252,050,000 | $252,050,000 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Domain Entertainment Fund-A, LP | 1828513 | 07/12/2022 | D/A | Indefinite | $249,780,446 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Domain Entertainment Fund-A, LP | 1828513 | 05/13/2022 | D/A | Indefinite | $241,180,446 |