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Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 91-100 out of 262 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
ROCKEFELLER FINANCIAL LLC291361Alkeon Growth Offshore Fund, Ltd.127883710/23/2020D/AIndefinite$403,369,839
ROCKEFELLER FINANCIAL LLC291361MacKay Municipal High Income Opportunities Fund LP184020601/12/2022D/AIndefinite$362,364,276
ROCKEFELLER FINANCIAL LLC291361TIG ARBITRAGE ENHANCED, L.P.153755106/02/2021D/AIndefinite$350,970,446
ROCKEFELLER FINANCIAL LLC291361iCapital-SEG Partners Fund, L.P.186575208/25/2022D/AIndefinite$349,011,954
ROCKEFELLER FINANCIAL LLC291361Domain Entertainment Fund-A, LP182851311/15/2022D/A$329,570,446$329,570,446
ROCKEFELLER FINANCIAL LLC291361Endeavour Regional Bank Opportunities Fund II L.P.159971307/13/2022D/AIndefinite$326,686,731
ROCKEFELLER FINANCIAL LLC291361AIREX Portfolio V DST191740905/04/2023D/A$320,200,000$320,200,000
ROCKEFELLER FINANCIAL LLC291361Endeavour Regional Bank Opportunities Fund II L.P.159971307/13/2021D/AIndefinite$317,886,731
ROCKEFELLER FINANCIAL LLC291361Endeavour Regional Bank Opportunities Fund II L.P.159971307/13/2020D/AIndefinite$308,461,731
ROCKEFELLER FINANCIAL LLC291361VantageRock Capital Fund LP182362907/29/2022D/AIndefinite$295,583,415

262 Results

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