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Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 51 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
ROCKEFELLER FINANCIAL LLC291361KLS STRUCTURED INCOME FUND A LP181201105/22/2020DIndefinite$4,100,000
ROCKEFELLER FINANCIAL LLC291361TigerGlobal Access LP185279604/07/2021DIndefinite$3,450,000
ROCKEFELLER FINANCIAL LLC291361Lombard International Life Assurance Co Separate Account VL 400193734707/20/2022DIndefinite$1,666,667
ROCKEFELLER FINANCIAL LLC291361Lombard International Life Assurance Co Separate Account VL 408195036010/31/2022DIndefinite$1,666,666
ROCKEFELLER FINANCIAL LLC291361Lombard International Life Assurance Co Separate Account VL 291183373011/25/2020DIndefinite$1,082,000
ROCKEFELLER FINANCIAL LLC291361Lombard International Life Assurance Co Separate Account VA 347194076509/20/2022DIndefinite$800,000
ROCKEFELLER FINANCIAL LLC291361Clearisle Capital Fund LLC178742409/11/2019DIndefinite$0
ROCKEFELLER FINANCIAL LLC291361iCapital - BH Access Fund, L.P.186042005/12/2021DIndefinite$0
ROCKEFELLER FINANCIAL LLC291361iCapital - ECP Access Fund, L.P.186309006/08/2021DIndefinite$0
ROCKEFELLER FINANCIAL LLC291361iCapital-SROA Capital Fund VIII Co-Investment Access Fund, L.P.186725806/30/2021DIndefinite$0

51 Results

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