Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion

Sort by:

Displaying 81-90 out of 118 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	02/10/2022	D/A	Indefinite	$203,679,334
ROCKEFELLER FINANCIAL LLC	291361	Gotham Triple Advantage S&P 500 Strategy LP	1875921	07/27/2022	D/A	Indefinite	$200,305,596
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	04/03/2023	D/A	$219,810,811	$198,431,353
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	05/11/2023	D/A	Indefinite	$190,024,481
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	01/10/2023	D/A	$219,810,811	$188,321,357
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	11/12/2021	D/A	Indefinite	$187,671,334
ROCKEFELLER FINANCIAL LLC	291361	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	02/09/2023	D/A	Indefinite	$182,499,481
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	09/09/2021	D/A	Indefinite	$182,231,334
ROCKEFELLER FINANCIAL LLC	291361	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/21/2022	D/A	Indefinite	$181,422,431
ROCKEFELLER FINANCIAL LLC	291361	JLLX Diversified II, DST	1930808	12/13/2022	D/A	$219,810,811	$181,317,790

118 Results

<
1
...
7
8
9
10
11
12
>