Broker-Dealers on SEC Form D for ROCKEFELLER FINANCIAL LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 118 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
ROCKEFELLER FINANCIAL LLC	291361	Alkeon Growth Offshore Fund, Ltd.	1278837	10/25/2019	D/A	Indefinite	$235,352,313
ROCKEFELLER FINANCIAL LLC	291361	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/17/2023	D/A	Indefinite	$229,082,145
ROCKEFELLER FINANCIAL LLC	291361	LOCUST WOOD CAPITAL OFFSHORE LTD	1357210	03/17/2022	D/A	Indefinite	$225,755,545
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	02/09/2023	D/A	Indefinite	$224,821,497
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	11/10/2022	D/A	Indefinite	$221,458,334
ROCKEFELLER FINANCIAL LLC	291361	AQR Delphi Long-Short Equity Fund, L.P.	1524221	08/11/2022	D/A	Indefinite	$220,108,334
ROCKEFELLER FINANCIAL LLC	291361	Hawkes Bay Investors (Cayman), Ltd.	1537577	02/25/2022	D/A	Indefinite	$219,647,330
ROCKEFELLER FINANCIAL LLC	291361	Hawkes Bay Investors (Cayman), Ltd.	1537577	02/23/2023	D/A	Indefinite	$219,647,330
ROCKEFELLER FINANCIAL LLC	291361	Hawkes Bay Investors (Cayman), Ltd.	1537577	05/08/2023	D/A	Indefinite	$219,647,330
ROCKEFELLER FINANCIAL LLC	291361	Hawkes Bay Investors (Cayman), Ltd.	1537577	05/18/2023	D/A	Indefinite	$219,647,330

118 Results

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