Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 291361 | NFP Continuation Partners, LP | 1972167 | 04/18/2023 | D | Indefinite | $457,376,596 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Paulson Investment Co I LP | 1701937 | 03/25/2021 | D/A | Indefinite | $450,197,282 |
| ROCKEFELLER FINANCIAL LLC | 291361 | CAIS Millennium Intl. Ltd. | 1523884 | 06/01/2021 | D/A | Indefinite | $444,384,355 |
| ROCKEFELLER FINANCIAL LLC | 291361 | CAIS Millennium Intl. Ltd. | 1523884 | 06/07/2022 | D/A | Indefinite | $444,384,355 |
| ROCKEFELLER FINANCIAL LLC | 291361 | TIG ARBITRAGE ENHANCED, L.P. | 1537551 | 06/02/2023 | D/A | Indefinite | $432,262,684 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Alkeon Growth RJ Partners, LP | 1501156 | 10/23/2020 | D/A | Indefinite | $428,035,394 |
| ROCKEFELLER FINANCIAL LLC | 291361 | CAIS Millennium Intl. Ltd. | 1523884 | 06/08/2020 | D/A | Indefinite | $418,824,355 |
| ROCKEFELLER FINANCIAL LLC | 291361 | TIG ARBITRAGE ENHANCED, L.P. | 1537551 | 06/02/2022 | D/A | Indefinite | $417,942,322 |
| ROCKEFELLER FINANCIAL LLC | 291361 | Third Point Ultra Onshore LP | 1751977 | 03/14/2022 | D/A | Indefinite | $414,691,382 |
| ROCKEFELLER FINANCIAL LLC | 291361 | KLCP ERISA Fund E III LP | 1884834 | 04/12/2023 | D/A | $3,500,000,000 | $414,450,000 |